If you’re considering filing a complaint against your financial advisor it’s important that you have a clear understanding of the general process.. As a registered financial advisor (RIA), your financial advisor, and the firm that employs him or her, is regulated by the Financial Industry Regulatory Authority (FINRA). If direct contact is unsuccessful, or you are dissatisfied with the results, you may file a complaint with the Division of Securities using one of the four methods below. Voxya encourages you to write reviews, feedback and post complaints for Tushar Investment Company so that it help others to make wise decisions. It can help put the bad guys out of business. Zeitler initially chose door No. The Consumer satisfaction score of Tushar Investment Company is 0% because out of 0 consumer complaints, only 0 are resolved. If you have a problem with an investment adviser, transfer agent, mutual fund company or public company, you may want to file a complaint with the SEC or your state securities regulator. If you've been ripped off or scammed, complain to the Federal Trade Commission. If you are unable to find a term that best fits the Professional or Business that you want to file a complaint against click here. Sample Complaint Letter. Telling the Federal Trade Commission helps us stop ripoffs, scams, and fraudsters. Welcome to the Department of Consumer Protection Complaint Center.The Complaint Center tracks, and attempts to resolve, disputes between consumers and businesses operating in Connecticut.Please take a few minutes to learn more about what we do and how you can help us help you. Learn how to submit a complaint about problems with specific products and services. A complaint letter is far more effective if it's written in steps that outline exactly what outcome you are looking for. 3. To file a complaint, just go to ftc.gov/complaint, and answer the questions. File a legal claim against the insurer in court. Submit a complaint. Financial Advisor Complaints Overview. Consumer Complaints. File a complaint via mail or fax. If your complaint is against a stockbroker, you need to file a dispute with FINRA. Or call That's all there is to it. Contact the Division of Securities by calling (360) 902-8760 or 1 … Send a comment, complaint, or suggestion about the services you received from one of the Boards, Bureaus, Programs, or Divisions within the Department of Consumer Affairs. File a complaint online. Complaints give us insights into problems people are experiencing in the marketplace and help us regulate consumer financial products and services under existing federal consumer financial laws, enforce those laws judiciously, and educate and empower consumers to make informed financial decisions. I've written a complaint letter or two in my time and as a result, I've had some pleasing surprises and some not so favourable results. Your complaints matter here. Securities and Exchange Board of India is made for protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto Consumer Complaints by Product Type. There are a few reasons for both getting what you want and not getting what you want based on the situation and your approach. Find out what steps to take and who you should contact if you need to file a complaint against a company.